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溶胶凝胶法制备ZnO基透明导电薄膜的结晶行为及性能研究
其他题名Investigation on crystallization behavior and properties of sol-gel derived zinc oxide based thin films
朱明伟
学位类型博士
导师姜辛
2007-01-24
学位授予单位中国科学院金属研究所
学位授予地点金属研究所
学位专业材料加工工程
关键词透明导电氧化物 溶胶凝胶法 结晶行为 偏析 晶界散射 离化杂质散射 真空处理 等离子体处理 脱附
摘要半导体氧化物薄膜ZnO:Al(ZAO)具有优良的光学和电学性能、高的性价比、无毒和稳定性好等性能,有望替代In2O3:Sn(ITO)薄膜,得到广泛的应用。ZAO薄膜作为透明电极使用的主要问题在于大面积高性能均匀薄膜的制备。溶胶凝胶法作为一种低成本的化学制备方法,易于制备大面积的均匀薄膜,但所得薄膜质量较差。本论文期望通过对ZnO基薄膜制备过程中的一些基础性问题的研究,深化对制备过程的理解,为今后溶胶凝胶法制备高性能ZnO基薄膜提供实验依据和理论支持。 本论文采用溶胶凝胶法,以乙酸锌为前驱体、乙二醇甲醚为溶剂、单乙醇胺为稳定剂、氯化铝为掺杂源,通过多层涂镀制备了ZnO和ZnO:Al薄膜。通过改变热处理制度研究了薄膜制备过程中ZnO的结晶生长行为;对比掺杂前后ZnO基薄膜的微观结构和性能的变化,分析了铝掺杂对薄膜生长过程的抑制作用,讨论了薄膜中载流子的散射机制;采用真空退火方法和等离子体处理改善了薄膜的电学性能,探讨了真空处理改善薄膜性能的作用机制。 研究结果表明:热处理过程的温度和时间对ZnO薄膜的微观结构具有显著影响;经过较高温度处理,薄膜的晶粒尺寸较大,截面以柱状结构为主。固定热处理温度,改变热处理时间时,观察到薄膜截面结构从粒状向柱状结构的转变。表明柱状结构的形成是晶粒的逐渐长大过程,存在临界激活能和孕育时间。对掺杂后的薄膜在同样温度下处理时,薄膜的晶粒尺寸和断面结构随加热时间的延长变化不大,始终保持粒状结构。推测原因是部分掺杂元素在薄膜晶界处发生偏析,从而抑制了晶粒的生长,增加过程的激活能,降低了晶粒的生长速度。 掺杂不仅对ZnO薄膜的微观结构产生影响,提高薄膜中的载流子浓度,还会改变薄膜中载流子的散射机制。对未掺杂氧化锌薄膜,载流子浓度较低,薄膜中载流子主要受晶界散射影响,载流子迁移率由晶界势垒和晶粒尺寸决定,势垒高度则由晶界处的势阱态密度决定。ZnO薄膜的结构进化有利于势阱态密度的减少和载流子浓度的增加。当载流子浓度增加到一定值后,离化杂质散射占据主导地位。掺杂后的ZnO薄膜有所不同,薄膜中的载流子浓度显著提高,晶界散射作用减弱。薄膜中载流子主要受离化杂质散射和中性杂质散射影响。当掺杂含量升高后,由于掺杂效率较低,更多的掺杂原子成为散射中心,中性杂质散射的作用更加突出。 真空处理过程对溶胶凝胶法制备ZAO薄膜的电学性能影响显著。薄膜的电阻率随退火温度的升高而降低,退火后期的冷却速率也会影响薄膜的电学性能。快速冷却过程可进一步降低薄膜的电阻率。研究认为,经过真空退火后,薄膜表面和晶界处的吸附态氧脱附,释放大量的载流子,从而降低薄膜的电阻率。较高的处理温度有助于激活晶界处脱附的氧的外扩散过程,快速冷却过程能够适度阻止氧的逆向扩散过程,降低退火后晶界处的吸附氧浓度。等离子体处理的结果表明,气氛中的活性粒子对薄膜性能的改善有利,这对降低处理过程的温度有利,可实现低温下对薄膜性能的改善。
其他摘要Aluminum doped zinc oxide films (ZAO) possess some unique characteristics including excellent optical and electrical properties, high cost efficiency, non-toxicity, stability in hydrogen etc., and are therefore potential substitutes for tin doped indium oxide films (ITO), gaining much attention in recent years because of their potential application. The problem exists for ZAO films as transparent conductive electrodes when it comes to the preparation of large-area and high-quality films. Sol gel method, as a cost-effective technique, has the advantage of preparing large-area homogeneous films. However, the films have bad quality, especially in electrical properties. In the present study, some fundamental aspects during the preparation of ZnO based films by sol gel method were investigated to provide improved understanding of sol gel process. It is expected that this work can provide some experimental and theoretical support for the preparation of high-quality films by sol gel method. ZnO based films were prepared by sol gel dip coating process using 2-methoxyethanol solutions of zinc acetate stabilized by monoethanolamine, with aluminum chloride as dopant sources. The crystallization behavior was investigated by changing parameters during heat treatment. Then the suppression of crystal growth due to aluminum doping and scattering mechanism of carriers in the film were discussed by comparing the microstructure and properties of the film before and after doping. Furthermore, vacuum annealing and plasma treatment were carried out and the mechanism for the improvement in electrical properties after vacuum annealing was proposed. The results show that, heating temperature and heating time have an obvious effect on the microstructure of ZnO films. At higher temperature, the grain size becomes larger and columnar structure predominates in the films. And the transition from granular structure to columnar structure can be observed with the extension of heating time at fixed heating temperature, which suggests that the formation of columnar structure was kind of grain growth process with an incubation time above critical temperature. While for ZAO films heated at the same temperature for different time, the situation is different. The grain size keeps almost constant and granular structure is popular in the films during the whole process. It seems that the variation of heating time makes little change in the microstructure in the films. It is believed that the segregation of aluminum atoms at the grain boundary suppresses the grain growth process, resulting from the increase of activation energy and the decrease of growth rate. Aluminum doping not only influences the microstructure of ZnO films, but also increases the carrier concentration in the films, which means different scattering mechanism will take charge before and after doping. For undoped ZnO films with lower carrier concentration, the Hall mobility is mainly subjected to grain boundary scattering, determined by grain boundary potential and grain size. The potential can be influenced by the density of trap states at the grain boundaries and the evolution of microstructure can effectively decrease the density of trap states, resulting in the increase of carrier concentration. Ionized impurity scattering will then take the place of grain boundary scattering with the carrier concentration in the films above the critical value. In the case of ZAO films, the carrier concentration can be increased remarkably by doping and the effect of grain boundary on the Hall mobility can be neglected. Consequently, ionized impurity scattering and neutral impurity scattering predominates in the films and have much effect on Hall mobility of the carriers. The increase of dopant concentration will result in the formation of more neutral scattering centers because of low doping efficiency. Thus the effect of neutral impurity scattering will become more prominent. The electrical properties of the films can be obviously improved by vacuum treatment. The resistivity decreases with the increase of annealing temperature and the cooling rate can also influence the electrical properties. The resistivity can be further decreased by rapid cooling. It is thought that chemisorbed oxygen on film surface and at grain boundary can be partly removed after vacuum annealing, releasing some carriers trapped by oxygen, which can decrease the resistivity of the films. higher annealing temperature is helpful to activate the out-diffusion process of oxygen chemisorbed at the grain boundary and the reverse diffusion process can be partly prevented by rapid cooling, which can effectively decrease the concentration of oxygen at the grain boundary. Plasma treatment provides some information about the effect of active particles on the improvement in electrical properties, which is favorable in decreasing the temperature of treatment process and achieving the improvement in properties by low-temperature process.
页数113
语种中文
文献类型学位论文
条目标识符http://ir.imr.ac.cn/handle/321006/17062
专题中国科学院金属研究所
推荐引用方式
GB/T 7714
朱明伟. 溶胶凝胶法制备ZnO基透明导电薄膜的结晶行为及性能研究[D]. 金属研究所. 中国科学院金属研究所,2007.
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