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高性能层状陶瓷的力学性能和缺陷行为的第一性原理研究
其他题名First-principles Study of Mechanical Properties and Defect Behaviors of High-performance Layered Ceramics
廖婷
学位类型博士
导师周延春
2009-05-23
学位授予单位中国科学院金属研究所
学位授予地点金属研究所
学位专业材料学
关键词三元层状陶瓷 第一性原理计算 力学性能 变形模式 缺陷
摘要三元层状可加工MAX相陶瓷综合了金属和陶瓷的诸多优异性能,如低密度、高模量、高韧性、良好的导电和导热性、抗损伤容限好、良好的抗热震性和抗氧化性能。相比于传统结构陶瓷,MAX相化合物良好的本征塑性和抗氧化性赋予了这类陶瓷成为高温、氧化与腐蚀环境下具有广阔应用前景的结构材料的潜质。本论文运用第一性原理计算系统研究了MAX相陶瓷的力学性能和缺陷行为,着眼于在认识结构与性能关系的基础上,寻找优化设计这类材料性能的本质性规律,为进一步的科学实验提供理论指导。 系统研究了Ti2AlC和Ti2AlN的变形机制,发现Ti-Al键的弱化和断裂是消耗变形能以及导致结构失稳的主要方式。通过理论应力-应变关系得到的Ti2AlC和Ti2AlN的理想拉伸强度与二元化合物TiC和TiN的结果比较接近,但理想剪切强度则比后者低很多。低的抗剪切变形能力正是这类三元含Al碳化物和氮化物高损伤容限、准塑性和低硬度的内在根源。考虑基面内不同的滑移方向发现Ti2AlC和Ti2AlN沿 滑移系最容易开动;而沿 方向剪切时才有可能发生多型相转变。 对典型脆性层状陶瓷Al4SiC4的研究进一步验证了我们用剪切强度评价材料高损伤容限的推测。Al4SiC4的晶胞结构是由Al4C3-和SiC-型结构单元在[0001]方向上有序堆垛而成。Al4SiC4变形模式的特点为:拉伸形变诱导的断键发生在Al4C3-型结构单元中;而剪切形变引发的结构失稳来源于Al4C3-和SiC-型结构单元耦合处。相比于剪切变形,Al4SiC4中拉伸应力极值(理想强度)对应着较低的应变能,在受载情况下拉伸变形机制会首先发生失稳,预示着Al4SiC4容易发生解理断裂,并表现为本征脆性。 理论计算揭示了Nb2AsC独特的原子成键特性,即Nb-As键成键态所处的能量范围部分和Nb-C键重合,预示着Nb-As键与Nb-C键具有相似的原子键合强度。解释了Nb2AsC高的体模量B、弹性常数c44以及理想剪切强度的内在根源。建立了M2AC(M = Ti、V、Cr,A = Al、Si、P、S)碳化物陶瓷力学性能与电子结构之间的内在关系。当过渡族元素M不变时,随着A族元素原子沿周期表从Al变化至P时,相应的M2AC化合物的体模量单调增加,而从P变至S时转而下降。含Ti-和V-的化合物中剪切弹性常数c44的变化趋势也与此相类似。我们预测出基于A位的元素变化比之M位的固溶处理对改善M2AC的力学性能更为有效,这为今后M2AC化合物的力学性能优化设计指明了方向。 系统研究了Ti2AlC中各类缺陷的形成能,并首次考虑了原子化学势的影响。结果显示Ti2AlC晶体结构可以容忍部分的Al和C原子缺失,而偏离化学剂量比。在所考虑的化学势变化区间,VTi因为形成能较高而不可能存在。通过计算原子空位迁移的能垒,我们发现Ti2AlC中VAl的迁移能垒最低。Ti2AlC晶体中TiC片层之间的开空间还为容纳其它本征缺陷提供了可能。在贫Al/贫Ti的化学环境下,TiAl/AlTi反位缺陷具有很高的稳定性;原子半径小的Al和C原子可以分别占据不同的间隙位置。我们进一步研究了Ti2AC (A = Al、Si、P和S)化合物中空位的相对稳定性,以及缺陷和相稳定性之间的关系。在Ti2SiC中,Si空位形成区域对应的化学势区间和三元化合物单相稳定区非常接近。这一结果预示着由于二元化合物TiC的存在,Ti2SiC可能发生自发分解。Ti2SiC中Si原子借助于空位机制进行迁移的能垒较低,仅0.78 eV,保证了三元化合物Ti2SiC分解过程中Si原子向外扩散到晶体表面较低的动力学能垒约束。 研究发现与实际气氛相关的杂质原子,N和O,可以很容易地进入Ti2AlC晶格内,并且削弱了缺陷周围Ti-Al键的键合强度,进而促进Al空位的形成。在模型中引入了一个热力学假设,即含有氧溶解度的Ti2AlC基体与任一氧化物处于热平衡状态。结果发现Ti2AlC中氧的占位方式受氧分压环境的影响。在高氧分压下,渗透进晶格的氧原子主要占据间隙位置,以间隙方式进行的迁移所需的迁移能也低。当氧压较低时,置换式缺陷OC是最重要的缺陷形式,但借助于C空位进行的氧迁移率低。 确定了3C-和4H-SiC 多型结构中可以稳定存在的单Si间隙类型。发现形成能对计算参数的选择,如有限的超胞尺寸和k点网格密度都十分敏感。在3C-SiC结构中,还发现了一个新的单Si间隙扩散机制,相应的迁移能垒为0.8 eV。进一步确立了双Si间隙的基态结构,发现它不仅具有很好的稳定性,还表现出易动性,包括原子面内重取向、面外重取向、紧密型向扩展型转变以及自扩散等特性。新发现的低能缺陷形式(SCDs)可以维持晶体化学剂量比不变,其典型的结构特征是具有五圆环和七圆环的成键环境。
其他摘要Layered ternary MAX ceramics possess unique properties combining excellent characteristics of metals and ceramics such as low density, high modulus and fracture toughness, high electrical and thermal conductivity, good machinability, damage tolerance at room temperature, and good resistance to thermal shock and oxidation. In comparison to traditional structural ceramics, MAX phases’ intrinsic ductility and good oxidation resistance have endowed these materials as potential candidate to be widely used in high-temperature, oxidation and corrosive environments. This dissertation aims to investigate the mechanical properties and defect behaviors of MAX ceramics using first-principles calculation. After establishing a solid foundation of structure-property relationship, we will earn some insight into the fundamental rules, which is in charge of optimizing the performance of materials, to contribute to experiments by predicting and providing theoretical guidance. The deformation and failure modes of Ti2AlC and Ti2AlN were examined by using first-principles total-energy calculations. The weak Ti-Al bonds accommodated deformations by softening and breaking at large strains, and the structural instability of ternary compounds was predominated by the shear slide of Al atomic planes along the basal plane. From the stress-strain curves, it is presented that the ideal shear strengths of ternary compounds were significantly smaller than those of the binary counterparts, whereas similar ideal tensile strengths were obtained. Damage tolerance, quasi-ductility, and low Vickers hardness of these ternary compounds was suggested originating from their low resistance to shear deformation. When the deformation modes of two possible basal slip systems were concerned for Ti2AlC and Ti2AlN, the results suggested that the basal plane slip system was more active; a polymorphic phase transformation was predicted only along the shear path. Our hypothesis on the evaluation of damage tolerant materials by judging ideal shear strength was further validated in the case of a kind typical brittle ceramic, Al4SiC4. From crystallographic point of view, Al4SiC4 can be described as Al4C3-type and hexagonal SiC-type structural units alternatively stacked along [0001] direction. Tension-induced bond-breaking of Al4SiC4 occurs inside the constitutive Al4C3-type structural unit, whereas shear-induced instability is originated from the coupling bond between Al4C3- and SiC-type structural units. The lower strain energy at maximum tensile stress, i.e. ideal strength, than the energies in shear cases, was indicative of an easier structural failure caused by tension. This result suggested a cleavage fracture mechanism and intrinsic brittle character of Al4SiC4. An interesting bonding characteristic of Nb2AsC was reported. i.e., Nb–As bonding states locate approximately in the same energy level with those of Nb–C bonding, suggesting that Nb–As and Nb–C bonds have similar bonding strength, and thereafter the bulk modulus, shear modulus c44 and ideal shear strength of Nb2AsC are significantly enhanced. The relationship between mechanical properties and electronic structure for ternary M2AC (M = Ti, V, Cr, A = Al, Si, P, S) carbides was established. When transition metal M is fixed, bulk modulus enhances monotonously as A-element atom running across the periodic table from Al to P, but then drops obviously for S. A similar trend is observed for elastic shear modulus of Ti- and V-containing compounds. It is further suggested that tailoring the A site is more efficient toward strengthening mechanical property than M-site substitution. These results highlight possible strategies to design high strength M2AC compounds. The formation energies of all kinds of point defects in Ti2AlC were quantitatively evaluated as a function of the atomic chemical potentials for the first time. It provides quantitative rationale of a structural tolerance to large off-stoichiometry of Al and C constituent occurring in Ti2AlC. VTi has the highest formation energy at all possible conditions. We also evaluated the atomic vacancy migration barriers and determine VAl is the most mobile one. Open-spaced region between compact TiC slabs in Ti2AlC is also capable of accommodating other defect species: TiAl/AlTi antisite show extraordinary stability depending on desirable chemical environments; Al and C atoms with small atomic sizes can occupy various interstices of high-symmetry. After that, the vacancy mechanism and associated ternary phase stability of serial Ti2AC (A = Al, Si, P, and S) materials were examined. The allowed chemical potential region for spontaneous silicon vacancy formation is close to the precipitate line of binary phase TiC. This result gives a hint to the absence of Ti2SiC compound in real material synthesis unless intermediate phase TiC can be avoidable, or a spontaneous decomposition of Ti2SiC will irreversibly occur. Additionally, the migration barrier of Si atoms by vacancy mechanism is as low as 0.78 eV, implying the diffusion of Si atom outward to the surface is kinetically available. It was reported that impurity atoms associated with practical atmosphere, like N and O, can be easily incorporated in Ti2AlC matrix and of primary importance, inserted N or O atom obviously weaken the bonding strength of neighboring Ti-Al bond and, hence promote the formation of Al vacancy. A formalism based on the simplified consideration of the constrained thermodynamical equilibrium between the oxygen-dissolved-Ti2AlC and a given oxide was introduced. It was suggested where oxygen was incorporated in Ti2AlC was dependent on oxygen partial pressure. In the high internal oxygen partial pressure region, the incorporated-oxygen is energetically favored at the open interstitial sites and the interstitial-migration-mechanism governed diffusion barrier is low. When the oxygen partial pressure is lower, the OC substitution defect is dominant and vacancy-assisted oxygen diffusion has a lower mobility. The stable interstitial configurations in 3C- and 4H-SiC have been characterized by formation energies, which are shown to be very delicate to the limitations in supercell size and/or k-point sampling. A new diffusion mechanism for the silicon interstitial in cubic SiC was reported, the corresponding migration energy is estimated at 0.8 eV. The ground state structure of silicon di-interstitial clusters was found in 3C-SiC. Besides of the most favorable stability, the ground state cluster also exhibits an easy reorientation, in-plan and out-of-plan, compact-to-extended transition, and self-diffusion characteristics along each specified crystallographic directions. A new kind point defect is reported to possess the stoichiometric conservation of defective compound, as well as the feature of five- and seven-member rings.
页数199
语种中文
文献类型学位论文
条目标识符http://ir.imr.ac.cn/handle/321006/17138
专题中国科学院金属研究所
推荐引用方式
GB/T 7714
廖婷. 高性能层状陶瓷的力学性能和缺陷行为的第一性原理研究[D]. 金属研究所. 中国科学院金属研究所,2009.
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