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ZnO基透明导电氧化物薄膜的制备及性能分析
其他题名THE PREPARATION AND PROPERTY ANALYSIS OF TRANSPARENT CONDUCTING OXIDE FILMS (TCOs) BASED ON ZINC OXIDE
裴志亮
学位类型博士
导师闻立时
2007-01-10
学位授予单位中国科学院金属研究所
学位授予地点金属研究所
学位专业材料加工工程
关键词直流反应磁控溅射 透明导电氧化物 薄膜 Zno 结构表征 电学 光学性能 Burstein-moss效应 散射机制 能带结构 光学常数 柔性基片 电致发光 有机发光二极管
摘要透明导电氧化物(TCOs)薄膜的基本特性包括:具有较大的禁带宽度(>3eV),可见光区高度透过率(>80%),高度的红外反射率(>60%)以及较强的微波衰减。目前,TCO薄膜主要包括SnO2、 In2O3、 ZnO及其掺杂物,它们被广泛应用于光电领域,如太阳能电池的透明电极、平板显示器装置、气体传感器、光波导及红外反射窗口等。尽管In2O3:Sn(ITO)薄膜是目前应用最为广泛的薄膜,但其较高的使用成本、有毒及其在还原性气氛下稳定性较差等缺陷却限制了其进一步的应用。相比之下,ZnO: Al(ZAO)薄膜不仅具有同ITO薄膜可比拟的光电特性,而且具有成本低、无毒及稳定性更高的优势,因此被认为是ITO薄膜的强有力的替代者,具有广泛的应用前景。 本论文侧重于ZnO基透明导电半导体氧化物薄膜的制备、表征、性能及其应用的研究。采用直流反应磁控溅射技术溅射合金靶材Zn/Al和Zn/(Al, Mn),详细研究了各种工艺沉积参数:氧分压、沉积温度、工作气压等对ZnO:Al 和ZnO:(Al, Mn)薄膜光电性能的影响;利用XRD、SEM、TEM、XPS等分析手段对薄膜的组织结构及表面形貌进行了表征分析;并讨论了薄膜的光学特性及散射机制。 ZnO: Al 和 ZnO:(Al, Mn)薄膜均呈现(002)择优取向,织构的形成可归结于(002)密排面在平衡态时具有最低的表面自由能。具有c轴织构取向的初始晶粒在非晶的玻璃衬底表面形核,贯穿薄膜厚度范围内的柱状晶沿着垂直于衬底方向生长。薄膜内部呈现平行于薄膜表面的压应力,它是薄膜沉积过程中所诱发的微观缺陷所致。对ZAO薄膜的光电子能谱(XPS)分析表明,Zn、O、Al元素在膜内分布均匀,且无Al单质存在,在晶界处没有大量的Al原子聚集,并且ZAO薄膜在普通玻璃上的界面扩散层要明显低于ITO,这无疑为在有机发光器件中用ZAO取代ITO提供了实验数据。 薄膜的光电性能相互关联。载流子浓度的增加将导致薄膜吸收的增大,因此提高载流子迁移率而不是载流子浓度将是降低薄膜电阻率的最佳办法。在氧分压2.6×10-2 Pa、衬底温度为150 ℃时,薄膜呈现较为明显的柱状生长,具有较高的载流子浓度(6 )、载流子迁移率(24 )及最低的电阻率(~4.6×10-4 ), 并且表现良好的热稳定性。 ZAO薄膜的载流子浓度超过1020cm-3数量级而呈现高度简并态,具有直接跃迁型的能带结构。实验中发现,随着载流子浓度的增加而出现能带宽化的现象。根据BM效应,禁带宽度正比于 ,表明带隙宽化是最主要的过程,能带窄化效应并不明显。ZAO薄膜的色散关系与能级跃迁密切相关,在吸收边附近趋势变化明显。折射率和消光系数均随着波长的增加而逐渐减小,之后变化趋于平缓。ZAO薄膜的PL谱表明,在紫外区存在较强的UV发射峰。 通过施加适当的偏压及引入Al2O3过渡层等工艺措施,有效地降低了薄膜的方块电阻而又不损失其光学性能(~80 %),在柔性基片上成功地制备了低电阻率的ZAO薄膜(8.4×10-4 )。通过铝的掺杂效率和电子平均自由程的计算表明:对于TCO薄膜的载流子输运机制,离化杂质散射为最主要的散射机制。 以ZnO: Al(ZAO)薄膜为底阳极,制备出具有ZAO/NPB/Alq3/ Al结构的有机发光二极管。I-V曲线表明其驱动阀值电压约为8 V;而在驱动电压为20V时,可获得5000 cd/m2最大的发光亮度值;当电流密度为100A/m2时,发光效率约为3.0 cd/A。测试结果显示:ZAO薄膜是替代ITO薄膜的潜在阳极材料。 综上所述,ZAO薄膜所表现出的可与ITO薄膜相比拟的优异的光电性能及在等离子体中更加稳定、丰富的地球储量、无毒等优良特性,使得ZAO薄膜在某些应用领域已成为ITO薄膜最佳的替代材料。因此,加大力度对ZAO薄膜的进一步研究,促使这种廉价质优的透明导电膜尽快走向实用化具有重要的现实意义。
其他摘要The basic properties of transparent conductive oxides (TCOs) of metals include large band gap (>3eV), high transmittance in the visible region (>80%), high reflectance in the IR region (>60%), and strong attenuation to the microwave. At present, TCO films, such as SnO2, In2O3, ZnO, and their doped forms, are extensively used in electronics and photonics applications, such as transparent electrodes in solar cells, flat display devices, gas sensors, waveguide devices, infrared reflective windows, etc. Although In2O3:Sn(ITO) films are extensively applied, their high cost, toxicity, and instability restrict its further applications. On the contrary, ZnO:Al(ZAO) films have not only comparable optical and electrical properties as those of ITO, but also feature low cost, nontoxic, and high stability. Therefore, ZAO films are going to substitute for ITO and have an extensive application prospect. This paper focused on the preparation, characterization, properties and applications of transparent conductive oxides (TCOs) films based on ZnO. Transparent conducting films of both ZnO:Al and ZnO:(Al,Mn) have been successfully fabricated by using DC reactive magnetron sputtering alloy targets of Zn/Al and Zn/(Al, Mn) in Ar+O2 atmosphere, respectively. The dependence of electrical and optical properties of both films on deposition parameters, such as oxygen partial pressure, substrate temperature and working pressure have been investigated in detail, as well as the structure and morphology of the films with the aid of XRD, SEM, TEM and XPS, etc. The conduction mechanism and optical properties were discussed. Both ZnO: Al and ZnO:(Al, Mn) films exhibit (002) textured with a c-axis preferred orientation due to the fact that the most packed (002) planes have the lowest surface free energy under the thermodynamic equilibrium. The microstructure indicated that the conically shaped columnar grains started perpendicular to the substrate surface and grew through the entire film thickness. The films contained intrinsic compressive stress parallel to the film surface, which is the cumulative results of chemical and micro-structural defects induced during deposition. XPS analysis revealed that Zn、O and Al elements well-distributed through the films and no Al monaxial existed which denies the standpoint of Al’s existence in grain boundary. The diffuse layer length on glass for ZAO is small comparable to ITO. No doubting this provided experimental prospect for the substitution of ZAO for ITO. The film optical properties were in competition with the film electrical properties. Increasing carrier density led to increase in the visible absorption and it was a better strategy to increase conductivity without compromising the optical properties by increasing Hall mobility rather than the carrier concentration. The films prepared at a oxygen partial pressure of 2.6×10-2 Pa and substrate temperature of 150℃ exhibited columnar structure, having high carrier concentration(6 ), high hall mobility(24 )and the lowest resistivity(4.6×10-4 ). Furthermore ZAO films show favorable stability. The carrier concentration of ZAO films was more than 1020cm-3 and highly degenerated with direct allowed transition band structure. It was observed that the band gap increased with increasing electron density. Based on BM effect, the fundamental band gap and the fundamental absorption edge of ZAO films were determined to be 3.7 eV and 320 nm, respectively. The band gap shift of the studied films was found to be nearly proportional to N2/3, indicating that the band gap widening effect dominated over the band gap narrowing performance (Many-body effect). There was a closed relationship between dispersion and band gap transition. The experimental results showed that the optical function was between 1.8~2.00 for ZAO films. Both refractive n and extinction coefficient k deeply decreased with the increase of wavelength and finally became constant. we report different methods to reduce the sheet resistance of ZnO: Al (ZAO) films on flexible substrates without degrading the optical transmittance in the visible range. Under proper bias, ZAO films deposited on Al2O3-buffered flexible substrates showed a significant decrease of sheet resistance when compared with those deposited on bare polymer. The films with resistivity as low as 8.4×10-4 and the optical transmittance about 80 % have been obtained by improved methods. By calculating the Al doping efficiency and the mean free path of electrons, ionized impurity scattering was considered to be the dominant factor for the transport mechanism of carriers. ZnO:Al (ZAO) films were employed as the anode to fabricate organic light-emitting diode (OLED) with ZAO/NPB/Alq3/Al configuration. The I-V curve reveals that the turn-on voltage is roughly 8 V for the device. A maximum luminance of 5000 cd/m2 was observed at 20 V for the device based on ZAO films. The maximum luminance efficiency measured from the device was 3.0 cd/A at ~100 A/m2. The measured results demonstrate that ZAO is a potential alternative anode material to indium tin oxide (ITO). On the whole, ITO is still predominant for high-grade applications among TCOs films, Al-doped ZnO films, which have low manufacturing cost and comparable electrical and optical properties, are becoming the most potential alternative materials for some transparent conducting applications.
页数141
语种中文
文献类型学位论文
条目标识符http://ir.imr.ac.cn/handle/321006/16963
专题中国科学院金属研究所
推荐引用方式
GB/T 7714
裴志亮. ZnO基透明导电氧化物薄膜的制备及性能分析[D]. 金属研究所. 中国科学院金属研究所,2007.
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